William BrownCRD Number: 1056215
Current Firm: American Portfolios Advisors, Inc.
William Brown (CRD# 1056215) is an Investment Advisor Representative working at American Portfolios Advisors, Inc. in Holbrook, NY and has over 34 years of experience in the finance industry.
Scholtz & Co
Axa Advisors, LLC
American Portfolios Advisors, Inc.
|American Portfolios Financial Services, Inc.||Bloomfield Hills, MI||Nov 2009 - Current||6|
|Copper Beech Wealth Mgmt||Bloomfield Hills, MI||Sep 2009 - Current||7|
|Fsc Securities Corporation||Bloomfield, MI||Aug 2006 - Nov 2009||3|
|Brown, Thomas & Company, LLC||Bloomfield Hills, MI||Mar 2002 - Sep 2009||7|
|Lincoln Financial Advisors Corporation||Southfield, MI||Jun 1998 - Aug 2006||8|
|Conn Gen Life Ins Co||Southfield, MI||Mar 1982 - Aug 2006||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1982|
|S65||NASAA Investment Advisors Law Examination||Jun 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,864MILLIONS
Total Number of Accounts14,826ACCOUNTS
Average Account Value$193,205
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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