Stewart Simons, financial advisor Holladay UT
81 score

Stewart Simons

CRD Number: 1200314
Current Firm: First Western Advisors

Stewart Simons (CRD# 1200314) is an Investment Advisor Representative working at First Western Advisors in Holladay, UT and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
First Western Advisors Holladay, UT Sep 2014 - Current 2
Oneamerica Securities, Inc. Midvale, UT Oct 2004 - Sep 2014 9
American United Life Midvale, UT Jan 2004 - Sep 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1983
S65 NASAA Investment Advisors Law Examination Mar 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Stewart T. Simons
Phone Number: 801-930-6500
Firm Website: http://fwainvest.com
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    214
    MILLIONS
  • Total Number of Accounts
    1,624
    ACCOUNTS
  • Average Account Value
    $131,958
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, FL, GA, ID, LA, MO, NC, NH, NV, NY, OH, OK, OR, TX, UT, WA, WI

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BADGES
81

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