Robert Helm (CRD# 4614321) is an Investment Advisor Representative working at Helm Investment in Fort Worth, TX and has over 19 years of experience in the finance industry.
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
CRD# 5076833
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rio Oaks Llc Dba Helm Investments | Fort Worth, TX | Oct 2021 - Current | 2 |
| Securitites America, Inc. | Hollywood, CA | Jan 2017 - Oct 2021 | 4 |
| Securities America Advisors | Hollywood, CA | Jan 2017 - Oct 2021 | 4 |
| Lpl Financial, LLC | Hollywood, CA | Dec 2011 - Jan 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management5MILLIONS
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Total Number of Accounts16ACCOUNTS
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Average Account Value$327,875
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
CA, TX
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