Elvis RodriguezCRD Number: 3129852
Current Firm: Newbridge Financial Services Group, Inc.
Elvis Rodriguez (CRD# 3129852) is an Investment Advisor Representative working at Newbridge Financial Services Group, Inc. in Hollywood, FL and has over 18 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Newvbridge Securities Corporation||Ft Lauderdale, FL||Dec 2014 - Current||2|
|International Assets Investment Management||Orlando, FL||May 2013 - Dec 2014||1|
|Cbg Financial Group, Inc.||Boca Raton, FL||Sep 2009 - Dec 2014||5|
|Gunnallen Financial||Tampa, FL||Jan 2004 - Sep 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management97MILLIONS
Total Number of Accounts563ACCOUNTS
Average Account Value$171,484
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, MA, MD, MI, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WI