Juan Pablo Rios, financial advisor Hollywood FL
83 score

Juan Pablo Rios

CRD Number: 4586563
Current Firm: J.p. Morgan Securities LLC

Juan Pablo Rios (CRD# 4586563) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Hollywood, FL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Hollywood, FL Oct 2012 - Current 4
Chase Investment Services Corp Fort Lauderdale, FL Mar 2011 - Oct 2012 1
Los Andes Consulting Group Bogota, Jun 2000 - Mar 2011 10
Ameriprise Financial Austin, TX Sep 2005 - Aug 2010 4
Ids Life Insurance Company Centreville, VA Nov 2002 - Aug 2010 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Juan Pablo Rios
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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