Marbel UgandoCRD Number: 4504961
Current Firm: Citigroup Global Markets Inc.
Marbel Ugando (CRD# 4504961) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Hollywood, FL and has over 15 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Citigroup Global Markets Inc.||North Miami Beach, FL||May 2007 - Current||10|
|Citicorp Investment Services||Aventura, FL||Nov 2003 - Oct 2007||3|
|Citibank||Aventura, FL||Aug 2003 - Oct 2007||4|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2011|
|S66||NASAA Uniform Combined State Law Examination||May 2002|
Total Assets Under Management22,285MILLIONS
Total Number of Accounts42,945ACCOUNTS
Average Account Value$518,927
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV