Charles Epstein, financial advisor Holyoke MA
96 score

Charles Epstein

CRD Number: 1017351
Current Firm: Mml Investors Services, LLC

Charles Epstein (CRD# 1017351) is an Investment Advisor Representative working at Mml Investors Services, LLC in Holyoke, MA and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Mml Investors Services, Inc. Holyoke, MA Feb 1984 - Current 32
Massmutual Life Insurance Company Springfield, MA Sep 1979 - Current 37
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
Contact Info for Charles D. Epstein
Phone Number: (413)737-8400
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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