Daniel Kates (CRD# 5790371) is an Investment Advisor Representative working at United Capital Financial Advisors in Holyoke, MA and has over 13 years of experience in the finance industry.
CRD# 2756063
Advice And Planning Services
CRD# 4385290
Lpl Financial LLC
CRD# 2093525
Integrated Wealth Concepts LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| United Capital Financial Advisors, Llc / Goldman Sachs | Irving, TX | Mar 2019 - Current | 5 |
| Cetera Advisor Networks | El Segundo, CA | Mar 2019 - Sep 2020 | 1 |
| Mid Atlantic Capital Corporation | Wilbraham, MA | Mar 2016 - Mar 2019 | 3 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh, PA | Mar 2016 - Mar 2019 | 3 |
| Gaudreau Wealth New England | Wilbraham, MA | Aug 2011 - Mar 2019 | 7 |
| Mml Investors Services | Wilbraham, MA | Jun 2011 - Mar 2016 | 4 |
| Massmutual Life Insurance Company | Wilbraham, MA | May 2011 - Mar 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2010 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2015 |
- MA
-
Total Assets Under Management17,693MILLIONS
-
Total Number of Accounts49,991ACCOUNTS
-
Average Account Value$353,931
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.