James WaligoraCRD Number: 1068714
Current Firm: Cetera Investment Advisers LLC
James Waligora (CRD# 1068714) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Homewood, AL and has over 30 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Cetera Investment Advisers LLC||Schaumburg, IL||Aug 2002 - Current||14|
|Cetera Financial Specialists LLC||Schaumburg, IL||Nov 2000 - Current||16|
|Metro Accounting Service Inc.||Birmingham, AL||May 1995 - Current||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1986|
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV