Karen Nance, financial advisor Homewood IL
81 score

Karen Nance

CRD Number: 4439205
Current Firm: Lpl Financial LLC

Karen Nance (CRD# 4439205) is an Investment Advisor Representative working at Lpl Financial LLC in Homewood, IL and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
First Midwest Bank Crown Point, IN Oct 2011 - Current 5
Lpl Financial LLC Charlotte, NC Oct 2011 - Current 5
Fifth Third Bank Crown Point, IN Mar 2011 - Oct 2011 < 1
Old Second National Bank Chicago Heights, IL Sep 2010 - Mar 2011 < 1
Cuna Brokerage Services, Inc. South Bend, IN Aug 2001 - Aug 2010 9
Teachers Credit Union Valparaiso, IN Aug 1993 - Aug 2010 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S66 NASAA Uniform Combined State Law Examination Mar 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Karen L. Nance
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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