Karen NanceCRD Number: 4439205
Current Firm: Lpl Financial LLC
Karen Nance (CRD# 4439205) is an Investment Advisor Representative working at Lpl Financial LLC in Homewood, IL and has over 15 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
Forum Financial Management, LP
|First Midwest Bank||Crown Point, IN||Oct 2011 - Current||5|
|Lpl Financial LLC||Charlotte, NC||Oct 2011 - Current||5|
|Fifth Third Bank||Crown Point, IN||Mar 2011 - Oct 2011||< 1|
|Old Second National Bank||Chicago Heights, IL||Sep 2010 - Mar 2011||< 1|
|Cuna Brokerage Services, Inc.||South Bend, IN||Aug 2001 - Aug 2010||9|
|Teachers Credit Union||Valparaiso, IN||Aug 1993 - Aug 2010||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2001|
|S66||NASAA Uniform Combined State Law Examination||Mar 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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