Carl Choy, financial advisor Honolulu HI
63 score

Carl Choy

CRD Number: 1049918
Current Firm: Ckw Financial Group, LLC

Carl Choy (CRD# 1049918) is an Investment Advisor Representative working at Ckw Financial Group, LLC in Honolulu, HI and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
J.w. Cole Financial, Inc. Honolulu, HI May 2013 - Current 3
Financial Advisers Of America, LLC Carlsbad, CA Sep 2011 - Current 5
Ckw Financial Group, LLC Honolulu, HI Nov 2009 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu, HI Oct 2008 - Oct 2009 1
Morgan Stanley & Company, Incorporated Honolulu, HI Apr 2007 - Oct 2008 1
Dean Witter Reynolds Inc. Honolulu, HI Mar 1982 - Apr 2007 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1982
S65 NASAA Investment Advisors Law Examination Apr 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Carl E. Choy
Phone Number: 808-629-7600
Firm Website:
Registered State(s):
  • HI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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