Carl Chu, financial advisor Honolulu HI
89 score

Carl Chu

CRD Number: 6230834
Current Firm: Transamerica Financial Advisors, Inc.

Carl Chu (CRD# 6230834) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Honolulu, HI and has over 3 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Hanalani Schools Mililani, HI May 2015 - Current 1
Rengo Packaging, Inc. Kapolei, HI Sep 2014 - Current 2
Transamerica Financial Advisors, Inc. Honolulu, HI Jul 2013 - Current 3
Organo Gold International Inc. Ferndale, WA Apr 2012 - Current 4
World Financial Group, Inc. Honolulu, HI Aug 2011 - Current 5
Chase Accounting Firm Honolulu, HI May 2014 - Aug 2014 < 1
Armed Services Ymca Honolulu Pearl Harbor, HI Jan 2013 - Apr 2014 1
Carl Chu, Cpa Mililani, HI Jan 2010 - Dec 2011 1
Hanalani Schools Mililani, HI Jun 2006 - Dec 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
Contact Info for Carl Chu
Phone Number: 727-299-1800
Registered State(s):
  • HI
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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