Christopher Nguyen, financial advisor Honolulu HI
90 score

Christopher Nguyen

CRD Number: 6132256
Current Firm: Ameriprise Financial Services, Inc.

Christopher Nguyen (CRD# 6132256) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Honolulu, HI and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Honolulu, HI Dec 2013 - Current 3
Woodmen Financial Services, Inc. Omaha, NE Nov 2012 - Dec 2013 1
Woodmen Of The World Life Insurance Society Omaha, NE Jan 2012 - Dec 2013 1
Unemployed Honolulu, HI Aug 2011 - Jan 2012 < 1
Cho Lab (peps) Honolulu, HI Jun 2011 - Aug 2011 < 1
Uhm Medical Tech Honolulu, HI Apr 2008 - Jun 2011 3
Learning Assistance Center Honolulu, HI Aug 2008 - May 2011 2
University Of Hawaii Honolulu, HI Aug 2007 - May 2011 3
Unemployed Honolulu, HI May 2007 - Aug 2007 < 1
Mckinley High School Honolulu, HI Aug 2003 - May 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2012
S65 NASAA Investment Advisors Law Examination Dec 2013
Contact Info for Christopher T. Nguyen
Phone Number: 612-671-3131
Registered State(s):
  • HI
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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