David Garcia, financial advisor Honolulu HI

David Garcia

CRD Number: 6534175
Current Firm: Wells Fargo Clearing Services, LLC

David Garcia (CRD# 6534175) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Honolulu, HI and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Honolulu, HI Feb 2018 - Current 3
Goldman Sachs Salt Lake City, UT Jun 2015 - Feb 2018 2
Kpmg San Francisco, CA Aug 2013 - Jun 2015 1
Qualstar Credit Union Seattle, WA Apr 2013 - Aug 2013 < 1
Ancestry Provo, UT Nov 2012 - Apr 2013 < 1
Brigham Young University Provo, UT Aug 2008 - Apr 2013 4
Vivint Provo, UT Aug 2012 - Nov 2012 < 1
Kpmg San Francisco, CA May 2012 - Aug 2012 < 1
Convergys Orem, UT May 2011 - Apr 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2018
Contact Info for David T. Garcia
Phone Number: 314-875-3000
Registered State(s):
  • HI
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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