Herbert Shiraishi, financial advisor Honolulu HI

Herbert Shiraishi

CRD Number: 1835557
Current Firm: Shiraishi Financial Group Advisors

Herbert Shiraishi (CRD# 1835557) is an Investment Advisor Representative working at Shiraishi Financial Group Advisors in Honolulu, HI and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Group, LLC Honolulu, HI Dec 2016 - Current 7
Sfga LLC Honolulu, HI Jan 2014 - Current 10
Shiraishi Financial Group Advisors Honolulu, HI Jul 2013 - Current 10
Herbert Shiraishi, Landlord Hilo, HI Aug 2005 - Current 18
Sfg, Ltd. Honolulu, HI Oct 2000 - Current 23
United Planners' Financial Services Scottsdale, AZ Apr 2013 - Dec 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Herbert S. Shiraishi
Phone Number: 808 951-7185
Registered State(s):
  • HI
  • TX
By the Numbers
  • Total Assets Under Management
    125
    MILLIONS
  • Total Number of Accounts
    1,151
    ACCOUNTS
  • Average Account Value
    $108,600
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, HI, IL, LA, OR, TX, WA

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