Herbert Shiraishi (CRD# 1835557) is an Investment Advisor Representative working at Shiraishi Financial Group Advisors in Honolulu, HI and has over 25 years of experience in the finance industry.
CRD# 4818301
Mission Financial Group, LLC
CRD# 3199222
Ameriprise Financial Services, LLC
CRD# 1916417
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Independent Financial Group, LLC | Honolulu, HI | Dec 2016 - Current | 7 |
Sfga LLC | Honolulu, HI | Jan 2014 - Current | 10 |
Shiraishi Financial Group Advisors | Honolulu, HI | Jul 2013 - Current | 10 |
Herbert Shiraishi, Landlord | Hilo, HI | Aug 2005 - Current | 18 |
Sfg, Ltd. | Honolulu, HI | Oct 2000 - Current | 23 |
United Planners' Financial Services | Scottsdale, AZ | Apr 2013 - Dec 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 1998 |
S65 | NASAA Investment Advisors Law Examination | Sep 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- HI
- TX
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Total Assets Under Management125MILLIONS
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Total Number of Accounts1,151ACCOUNTS
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Average Account Value$108,600
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, HI, IL, LA, OR, TX, WA
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