Sheri Tsubata, financial advisor Honolulu HI
93 score

Sheri Tsubata

CRD Number: 5304256
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sheri Tsubata (CRD# 5304256) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Honolulu, HI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Just Like Vegas Waihiawa, HI Nov 2010 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu, HI Oct 2010 - Current 6
Morgan Stanley Smith Barney Honolulu, HI Jun 2009 - Oct 2010 1
Citigroup Global Markets,inc. Honolulu, HI Feb 2007 - Jun 2009 2
Unemployed Tokyo, Nov 2006 - Jan 2007 < 1
Tokyo English Life Line Tokyo, Aug 2006 - Nov 2006 < 1
University Of Hawaii - Manoa Honolulu, HI Aug 2005 - Aug 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Sheri S. Tsubata
Phone Number: 800-637-7455
Registered State(s):
  • HI
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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