Timothy LeeCRD Number: 1428985
Current Firm: Kms Financial Services, Inc.
Timothy Lee (CRD# 1428985) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Honolulu, HI and has over 32 years of experience in the finance industry. Timothy Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
National Planning Corporation ("npc Of America" In Fl & Ny)
Sjc Capital Advisors LLC
|Kms Financials Services, Inc.||Seattle, WA||Feb 2012 - Current||6|
|Hd Investment Services||Irving, TX||Dec 2011 - Jan 2012||< 1|
|Hd Vest Advisory Services, Inc.||Irving, TX||Dec 2011 - Jan 2012||< 1|
|First Allied Securities, Inc.||Honolulu, HI||May 2008 - Dec 2011||3|
|First Allied Advisory Services, Inc.||Honolulu, HI||May 2008 - Dec 2011||3|
|First Advisors, Inc.||Honolulu, HI||Jan 2007 - May 2008||1|
|Ffp Securities, Inc.||Honolulu, HI||Jan 2000 - May 2008||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1985|
Total Assets Under Management6,793MILLIONS
Total Number of Accounts26,740ACCOUNTS
Average Account Value$254,039
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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