Brook ActonCRD Number: 6186795
Current Firm: Northwestern Mutual Investment Services,llc
Brook Acton (CRD# 6186795) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Hoover, AL and has over 3 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services, LLC||Hoover, AL||Nov 2013 - Current||4|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||May 2013 - Current||4|
|Northwestern Mutual Investment Services, LLC||Hoover, AL||Jan 2015 - Mar 2016||1|
|Cornerstone Buildings LLC||Pelham, AL||Dec 2010 - May 2013||2|
|Auburn University||Auburn, AL||Aug 2005 - Dec 2010||5|
|Maestro 2300||Auburn, AL||Oct 2009 - May 2010||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2014|
|S65||NASAA Investment Advisors Law Examination||Dec 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV