Brook Acton, financial advisor Hoover AL
89 score

Brook Acton

CRD Number: 6186795
Current Firm: Northwestern Mutual Investment Services,llc

Brook Acton (CRD# 6186795) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Hoover, AL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Hoover, AL Nov 2013 - Current 3
Northwestern Mutual Life Insurance Company Milwaukee, WI May 2013 - Current 3
Northwestern Mutual Investment Services, LLC Hoover, AL Jan 2015 - Mar 2016 1
Cornerstone Buildings LLC Pelham, AL Dec 2010 - May 2013 2
Auburn University Auburn, AL Aug 2005 - Dec 2010 5
Maestro 2300 Auburn, AL Oct 2009 - May 2010 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2014
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Brook D. Acton
Phone Number: 866-664-7737
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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