David WaltaCRD Number: 6185755
Current Firm: Northwestern Mutual Investment Services,llc
David Walta (CRD# 6185755) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Hoover, AL and has over 3 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||1|
|Northwestern Mutual Investment Services, LLC||Hoover, AL||Dec 2013 - Current||3|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||May 2013 - Current||4|
|Northwestern Mutual Investment Services, LLC||Hoover, AL||Dec 2014 - Mar 2016||1|
|Intelligent Parking||Birmingham, AL||Jan 2009 - Feb 2013||4|
|Southern Cooper||Pelham, AL||May 2003 - Mar 2009||5|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2014|
|S63||Uniform Securities State Law Examination||Apr 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV