Philip Faulkner, financial advisor Hopkinsville KY

Philip Faulkner

CRD Number: 1199391
Current Firm: Robert W. Baird & Company Incorporated

Philip Faulkner (CRD# 1199391) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Hopkinsville, KY and has over 40 years of experience in the finance industry.

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Robert W. Baird & Company Incorporated
Company Name Location Dates Years
Robert W. Baird & Company Incorporated Hopkinsville, KY Oct 2019 - Current 4
J.j.b. Hilliard, W.l. Lyons, Inc. Hopkinsville, KY Jul 1983 - Current 40
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
Contact Info for Philip E. Faulkner
Phone Number: 414-765-3500
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    287,515
    MILLIONS
  • Total Number of Accounts
    331,500
    ACCOUNTS
  • Average Account Value
    $867,315
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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