Thomas LoveladyCRD Number: 1409239
Current Firm: Lincoln Financial Securities Corporation
Thomas Lovelady (CRD# 1409239) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Hopkinsville, KY and has over 31 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Financial Planning Center, LLC
Paul Winkler, Inc.
|Lincoln Financial Securities Corp||Hopkinsville, KY||Nov 2009 - Current||7|
|Metlife Securities||Knoxville, TN||Jul 2003 - Nov 2009||6|
|Metropolitan Life Ins||Knoxville, TN||Jul 2003 - Jul 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1985|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,541MILLIONS
Total Number of Accounts8,357ACCOUNTS
Average Account Value$184,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV