Amanda Herrick Smith, financial advisor Horseheads NY

Amanda Herrick Smith

CRD Number: 5173259
Current Firm: John G. Ullman & Associates, Inc.

Amanda Herrick Smith (CRD# 5173259) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has 1 year of experience in the finance industry. Amanda Herrick Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
John G. Ullman & Associates, Inc. Horseheads, NY Jun 2006 - Current 17

Amanda Herrick Smith has no recent exams reported.
Contact Info for Amanda L. Herrick Smith
Phone Number: 607-936-3785
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    1,199
    MILLIONS
  • Total Number of Accounts
    2,429
    ACCOUNTS
  • Average Account Value
    $493,780
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CT, DC, FL, GA, IL, KY, MA, MD, ME, MI, MN, NC, NE, NH, NJ, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA

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