Rix Smith (CRD# 1061442) is an Investment Advisor Representative working at Dominion Portfolio Management, Inc. in Horseshoe Bay, TX and has over 41 years of experience in the finance industry.
CRD# 4485600
Synergy Capital Advisors, LLC
CRD# 4495175
Dominion Portfolio Management, Inc.
CRD# 4208257
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dominion Portfolio Management, Inc. | Marble Falls, TX | Aug 2023 - Current | < 1 |
| Calton & Associates, Inc. | Marble Falls, TX | Jul 2023 - Current | < 1 |
| Gqo Investment Advisors, Inc. | Horseshoe Bay, TX | Jan 2021 - Current | 3 |
| Dominion Investor Services, Inc. | San Antonio, TX | Jan 1991 - Current | 33 |
| Dominion Portfolio Management, Inc. | Marble Falls, TX | May 1995 - Aug 2023 | 28 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1982 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1996 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management153MILLIONS
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Total Number of Accounts950ACCOUNTS
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Average Account Value$161,059
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, CO, FL, GA, IL, IN, KS, KY, LA, MI, MO, MS, TX, WA
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