Stephen SchaackCRD Number: 3003657
Current Firm: Hornor, Townsend & Kent, LLC
Stephen Schaack (CRD# 3003657) is an Investment Advisor Representative working at Hornor, Townsend & Kent, LLC in Horsham, PA and has over 23 years of experience in the finance industry.
Hamilton-bates Investment Research, Inc.
Oppenheimer & Company Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Hornor Townsend & Kent Inc.||Horsham, PA||Aug 2018 - Current||3|
|Touchstone Securities||Cincinnat, OH||Jan 2015 - Aug 2018||3|
|Ifs Financial Services||Cincinnati, OH||Jan 2015 - Aug 2018||3|
|Northern Lights Distributors, LLC||Omaha, NE||Sep 2014 - Dec 2014||< 1|
|Saratoga Capital Management, LLC||Goodyear, AZ||Dec 2013 - Dec 2014||1|
|Hornor Townsend And Kent, Inc.||Newport Beach, CA||Jun 2007 - Sep 2013||6|
|Penn Mutual Life Ins Co||Newport Beach, CA||May 2007 - Sep 2013||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S66||NASAA Uniform Combined State Law Examination||Mar 2007|
|S65||NASAA Investment Advisors Law Examination||Aug 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management2,932MILLIONS
Total Number of Accounts9,289ACCOUNTS
Average Account Value$315,644
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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