Barbara Miller, financial advisor Hot Springs SD

Barbara Miller

CRD Number: 734491
Current Firm: Ameriprise Financial Services, Inc.

Barbara Miller (CRD# 734491) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Hot Springs, SD and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Hot Springs, SD Sep 2005 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Barbara J. Miller
Phone Number: 612-671-3131
Registered State(s):
  • SD
  • TX
By the Numbers
  • Total Assets Under Management
    248,322
    MILLIONS
  • Total Number of Accounts
    1,393,263
    ACCOUNTS
  • Average Account Value
    $178,230
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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