Cecelia HawthornCRD Number: 1096689
Current Firm: Wells Fargo Clearing Services, LLC
Cecelia Hawthorn (CRD# 1096689) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Hot Springs National Park, AR and has over 21 years of experience in the finance industry.
Royal Fund Management, LLC
State Farm Investment Management Corp.
Hot Springs Asset Management, Inc.
|Wells Fargo Clearing Services, LLC||Hot Springs, AR||Nov 2016 - Current||1|
|Wells Fargo Advisors LLC||Hot Springs, AR||May 2009 - Nov 2016||7|
|Wachovia Securities, LLC||Hot Springs, AR||Jan 2008 - May 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1996|
|S65||NASAA Investment Advisors Law Examination||Jun 2011|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY