Frederick Blagg, financial advisor Hot Springs National Park AR

Frederick Blagg

CRD Number: 1296389
Current Firm: Stephens

Frederick Blagg (CRD# 1296389) is an Investment Advisor Representative working at Stephens in Hot Springs National Park, AR and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Stephens Inc. Hot Springs, AR Jan 2018 - Current 6
Stephens Inc. Hot Springs, AR Sep 1999 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1990
S65 NASAA Investment Advisors Law Examination Aug 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Frederick B. Blagg
Phone Number: 501-377-2000
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    13,305
    MILLIONS
  • Total Number of Accounts
    21,432
    ACCOUNTS
  • Average Account Value
    $620,789
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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