James BennettCRD Number: 1777886
Current Firm: Wells Fargo Clearing Services, LLC
James Bennett (CRD# 1777886) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Hot Springs National Park, AR and has over 30 years of experience in the finance industry.
Royal Fund Management, LLC
State Farm Investment Management Corp.
Hot Springs Asset Management, Inc.
|Wells Fargo Advisors LLC||Hot Springs, AR||May 2009 - Current||8|
|Wachovia Securities, LLC||Hot Springs, AR||Jan 2008 - May 2009||1|
|A.g. Edwards||Hot Springs, AR||Oct 1987 - Jan 2008||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1987|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY