Robert Walker (CRD# 5977117) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Hot Springs National Park, AR and has over 11 years of experience in the finance industry.
CRD# 2590554
Hot Springs Asset Management, Inc.
CRD# 4268696
Capital Financial Advisors
CRD# 5138658
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel Nicolaus & Co Inc. | Hot Springs, AR | Jul 2019 - Current | 4 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jul 2019 | 4 |
| Morgan Stanley Smith Barney | Hot Springs, AR | Sep 2011 - Jan 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2012 |
- AR
- TX
-
Total Assets Under Management149,249MILLIONS
-
Total Number of Accounts348,524ACCOUNTS
-
Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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