Sarah DoddCRD Number: 5392961
Current Firm: Edward Jones
Sarah Dodd (CRD# 5392961) is an Investment Advisor Representative working at Edward Jones in Hot Springs National Park, AR and has over 6 years of experience in the finance industry.
Royal Fund Management, LLC
State Farm Investment Management Corp.
Hot Springs Asset Management, Inc.
|Edward Jones||St Louis, MO||Jun 2011 - Current||6|
|Edward Jones Investments||Hot Springs, AR||Jul 2007 - Jun 2011||3|
|First National Bank||Hot Springs, AR||Dec 2006 - Jul 2007||< 1|
|Unemployed||Hot Springs, AR||Apr 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV