Joseph SmallCRD Number: 3186417
Current Firm: Ameriprise Financial Services, Inc.
Joseph Small (CRD# 3186417) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Hot Springs Village, AR and has over 18 years of experience in the finance industry.
Royal Fund Management, LLC
State Farm Investment Management Corp.
Hot Springs Asset Management, Inc.
|Ids Life Insurance Company||Little Rock, AR||Feb 1999 - Current||18|
|American Express Financial Advisors Inc.||Little Rock, AR||Feb 1999 - Current||18|
|The Martin Brower Company,lld||North Little Rock, AR||Aug 1995 - Current||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1999|
|S65||NASAA Investment Advisors Law Examination||Mar 1999|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV