Richard HammondCRD Number: 1439949
Current Firm: Voya Financial Advisors, Inc.
Richard Hammond (CRD# 1439949) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Houlton, ME and has over 20 years of experience in the finance industry. Richard Hammond has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Voya Financial Advisors, Inc.
|Voya Financial Advisors, Inc.||Houlton, ME||Jan 2016 - Current||1|
|Ameriprise Financial Services Inc.||Houlton, ME||Nov 2012 - Jan 2016||3|
|Bannon, Ohanesian & Lecours, Inc.||West Hartford, CT||Mar 1996 - Nov 2012||16|
|National Life||Montpelier, VT||Jan 1991 - Nov 2012||21|
|Guardian Life Insurance Company Of America||New York, NY||Dec 1989 - Nov 2012||22|
|Richard Hammonds -bail Commissioner||Houlton, ME||Aug 1988 - Nov 2012||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1997|
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV