Heather Pickering, financial advisor Houma LA
90 score

Heather Pickering

CRD Number: 5466785
Current Firm: Cetera Investment Advisers LLC

Heather Pickering (CRD# 5466785) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Houma, LA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Regions Bank Houma, LA Mar 2014 - Current 2
Cetera Investment Services LLC St.cloud, MN Mar 2014 - Current 2
Cetera Investment Advisers LLC Houma, LA Mar 2014 - Current 2
Capital One Investment Services Thibodaux, LA Jul 2011 - Feb 2014 2
Capital One Bank Houma, LA Feb 2010 - Jul 2011 1
Superior Supply And Steel Morgan City, LA Aug 2008 - Feb 2010 1
Buffalo Wild Wings Houma, LA Dec 2007 - Jan 2009 1
Northwestern Mutual Life Baton Rouge, LA Dec 2007 - Apr 2008 < 1
Nichols State University Thibodaux, LA Sep 2002 - Dec 2007 5
Chili's Grill & Bar Houma, LA May 2000 - Dec 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2012
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Heather T. Pickering
Phone Number: 888-528-2987
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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