Miles James (CRD# 2858981) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Willow Springs, MO and has over 27 years of experience in the finance industry.
CRD# 1833210
Edward Jones
CRD# 6591539
Edward Jones
CRD# 4395736
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Eleven Point Financial Advisors | Willow Springs, MO | May 2019 - Current | 4 |
| Cetera Advisor Networks LLC | El Segundo, CA | May 2019 - Current | 4 |
| Raymond James Financial Services, Inc. | Mountain View, MO | Oct 2015 - May 2019 | 3 |
| United Life And Fire | Mountain View, MO | Oct 2015 - May 2019 | 3 |
| Landmark Investments | Mountain View, MO | Oct 2015 - May 2019 | 3 |
| Raymond James Financial Services Advisors Inc. | Mountain View, MO | Oct 2015 - May 2019 | 3 |
| Landmark Bank | Mountain View, MO | Jul 1997 - May 2019 | 21 |
| Cetera Investment Advisers LLC | Houston, MO | Jan 2014 - Oct 2015 | 1 |
| Cetera Investment Services LLC | Houston, MO | Jul 1997 - Oct 2015 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MO
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
-
Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.