Austin Thompson, financial advisor Houston TX

Austin Thompson

CRD Number: 7113371
Current Firm: 49 Financial

Austin Thompson (CRD# 7113371) is an Investment Advisor Representative working at 49 Financial in Houston, TX and has over 5 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Aug 2023 - Current < 1
49 Wealth Management, LLC Austin, TX Jul 2023 - Current 1
Equitable Advisors, LLC New York, NY May 2019 - Jul 2023 4
Axa Advisors, LLC New York, NY May 2019 - Jun 2020 1
Texas A&m University College Station, TX Aug 2015 - May 2019 3
Avinext College Station, TX Jun 2016 - Jan 2019 2
W2o Group Austin, TX Jun 2015 - Aug 2015 < 1
Beyond Repair Austin Austin, TX May 2012 - Aug 2015 3
Vandegrift High School Austin, TX Aug 2011 - Jun 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2019
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Austin D. Thompson
Phone Number: 214-563-1190
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    566
    MILLIONS
  • Total Number of Accounts
    3,364
    ACCOUNTS
  • Average Account Value
    $168,317
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, CA, FL, GA, KS, MN, NC, TX

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