Austin Thompson (CRD# 7113371) is an Investment Advisor Representative working at 49 Financial in Houston, TX and has over 5 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 5776541
Equitable Advisors, LLC
CRD# 3097079
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oakwood Capital Securities, Inc. | Minneapolis, MN | Jul 2024 - Current | < 1 |
| 49 Wealth Management, LLC | Austin, TX | Jul 2023 - Current | 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Aug 2023 - Jul 2024 | < 1 |
| Equitable Advisors, LLC | New York, NY | May 2019 - Jul 2023 | 4 |
| Axa Advisors, LLC | New York, NY | May 2019 - Jun 2020 | 1 |
| Texas A&m University | College Station, TX | Aug 2015 - May 2019 | 3 |
| Avinext | College Station, TX | Jun 2016 - Jan 2019 | 2 |
| W2o Group | Austin, TX | Jun 2015 - Aug 2015 | < 1 |
| Beyond Repair Austin | Austin, TX | May 2012 - Aug 2015 | 3 |
| Vandegrift High School | Austin, TX | Aug 2011 - Jun 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2019 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2019 |
- TX
-
Total Assets Under Management566MILLIONS
-
Total Number of Accounts3,364ACCOUNTS
-
Average Account Value$168,317
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AR, CA, FL, GA, KS, MN, NC, TX
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