Bradley Bates, financial advisor Houston TX
93 score

Bradley Bates

CRD Number: 5399216
Current Firm: Next Financial Group, Inc.

Bradley Bates (CRD# 5399216) is an Investment Advisor Representative working at Next Financial Group, Inc. in Houston, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Next Financial Group Inc. New Braunfels, TX Dec 2014 - Current 2
Wayland Baptist University San Antonio, TX Jun 2008 - Current 8
Waddell & Reed, Inc. San Antonio, TX Jan 2013 - Dec 2014 1
Various Insurance Carriers For W&r Insurance Agencies New Braunfels, TX Jan 2013 - Dec 2014 1
Investment Professionals, Inc. San Antonio, TX Jan 2010 - Jan 2013 3
Morgan Stanley Smith Barney San Antonio, TX Jun 2009 - Jan 2010 < 1
Citigroup Global Markets Inc. San Antonio, TX Aug 2007 - Jun 2009 1
Unemployed New Braunfels, TX Jul 2007 - Aug 2007 < 1
The Tax Place San Antonio, TX May 1998 - Jul 2007 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Bradley C. Bates
Phone Number: 713-789-7122
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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