Brandy Ariza (CRD# 4268340) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Houston, TX and has over 21 years of experience in the finance industry. Brandy Ariza has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston, TX | Feb 2023 - Current | 1 |
| Raymond James Financial Services Advisors, Inc. | Houston, TX | Feb 2023 - Current | 1 |
| First Community Credit Union | Houston, TX | Feb 2023 - Current | 1 |
| First Community Wealth Advisors | Houston, TX | Feb 2023 - Current | 1 |
| Zack Wealth Management, LLC | Encinitas, CA | Jul 2018 - Current | 5 |
| N/a | Houston, TX | Apr 2023 - Jun 2023 | < 1 |
| Centric Advisors, Llc (formerly Majors & Mondragon, Llc) | Houston, TX | Dec 2018 - Feb 2023 | 4 |
| Amegy Bank | Houston, TX | Feb 2016 - Dec 2018 | 2 |
| Lpl | Houston, TX | Feb 2016 - Dec 2018 | 2 |
| Amegy Wealth Advisors | Houston, TX | Feb 2016 - Dec 2018 | 2 |
| Community Resource Credit Union | Baytown, TX | Jan 2016 - Feb 2016 | < 1 |
| Cuso Financial Services, LP | San Diego, CA | Oct 2001 - Feb 2016 | 14 |
| First Service Credit Union | Houston, TX | Aug 2013 - Dec 2015 | 2 |
| Cuso Financial Services | Houston, TX | Jun 2010 - Dec 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2003 |
- TX
-
Total Assets Under Management275,430MILLIONS
-
Total Number of Accounts985,117ACCOUNTS
-
Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.