Charles Somers, financial advisor Houston TX

Charles Somers

CRD Number: 4601493
Current Firm: Avantax Advisory Services

Charles Somers (CRD# 4601493) is an Investment Advisor Representative working at Avantax Advisory Services in Houston, TX and has over 21 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Avantax Advisory Services Houston, TX Mar 2005 - Current 19
Avantax Insurance Services, LLC Houston, TX Jun 2003 - Current 20
Avantax Investment Services, Inc. Houston, TX Jul 2002 - Current 21
Sole Proprietor Houston, TX Apr 1992 - Current 31
Charles W. Somers, Jr. Cpa Houston, TX Jan 1990 - Jul 2019 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2002
S66 NASAA Uniform Combined State Law Examination Mar 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Charles W. Somers
Phone Number: 972-870-6000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    30,968
    MILLIONS
  • Total Number of Accounts
    123,393
    ACCOUNTS
  • Average Account Value
    $250,972
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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