Cosmin Serban, financial advisor Houston TX
93 score

Cosmin Serban

CRD Number: 5337871
Current Firm: Morgan Stanley

Cosmin Serban (CRD# 5337871) is an Investment Advisor Representative working at Morgan Stanley in Houston, TX and has over 7 years of experience in the finance industry.

Similar Advisors
J. Harold Williams, CPA, PFS, CFP®, financial advisor Houston TX
J. Harold Williams, CPA, PFS, CFP®
CRD# 860333
Linscomb & Williams
Score
106
Similar Advisors
Matthew Goff, financial advisor Houston TX
Matthew Goff
CRD# 2390431
The Goff Financial Group
Score
105
Similar Advisors
Richard Lambert, financial advisor Houston TX
Richard D. Lambert
CRD# 2754885
Edward Jones
Score
102
Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Houston, TX Aug 2015 - Current 1
Morgan Stanley Private Bank, N.a. Houston, TX Aug 2015 - Current 1
Morgan Stanley Smith Barney LLC Beveryl Hills, CA Apr 2014 - Aug 2015 1
Morgan Stanley Private Bank, N.a. Beverly Hills, CA Apr 2014 - Aug 2015 1
Wells Fargo Bank Na Houston, TX Oct 2011 - Mar 2014 2
Wells Fargo Advisors LLC Houston, TX Oct 2011 - Mar 2014 2
Chase Investment Services Corp Houston, TX Apr 2011 - Oct 2011 < 1
Wells Fargo Advisors, LLC Cypress, TX Jan 2011 - Apr 2011 < 1
Wells Fargo Investments, LLC Cypress, TX May 2007 - Apr 2011 3
Wells Fargo Bank Cypress, TX Jul 2006 - Apr 2011 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2009
Contact Info for Cosmin G. Serban
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Cosmin Serban and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.