Dennis LambertCRD Number: 710139
Current Firm: Rbc Capital Markets, LLC
Dennis Lambert (CRD# 710139) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Houston, TX and has over 40 years of experience in the finance industry.
The Goff Financial Group
Avidian Wealth Solutions, LLC
Nxt:gen Financial Planning
|Rbc Capital Markets, LLC||Houston, TX||Mar 2020 - Current||2|
|Morgan Stanley Private Bank, N.a||New York, NY||Jan 2015 - Mar 2020||5|
|Morgan Stanley Smith Barney||Houston, TX||Jun 2009 - Mar 2020||10|
|Morgan Stanley & Co Inc.||Houston, TX||Mar 2009 - Mar 2020||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1982|
|S66||NASAA Uniform Combined State Law Examination||Nov 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management201,164MILLIONS
Total Number of Accounts395,275ACCOUNTS
Average Account Value$508,922
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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