Douglas Dee (CRD# 6556042) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Houston, TX and has over 8 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | Houston, TX | Aug 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Aug 2023 - Current | < 1 |
| North Star Resource Group | Houston, TX | Jan 2021 - Current | 2 |
| Securian Financial Services Inc. | Saint Paul, MN | Jan 2021 - Aug 2023 | 2 |
| Minnesota Life Insurance Co | St Paul, MN | Jan 2021 - Aug 2023 | 2 |
| Cri Securities | St Paul, MN | Jan 2021 - Oct 2021 | < 1 |
| Edward Jones | St Louis, MO | Jul 2015 - Dec 2020 | 5 |
| Unemployed | Austin, TX | May 2015 - Jul 2015 | < 1 |
| Houston Independent School District | Houston, TX | Aug 2014 - May 2015 | < 1 |
| Austin Community College | Austin, TX | Sep 2013 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management33,356MILLIONS
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Total Number of Accounts176,986ACCOUNTS
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Average Account Value$188,469
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