Frank Dragna, financial advisor Houston TX
93 score

Frank Dragna

CRD Number: 3081225
Current Firm: E*trade Capital Management, LLC

Frank Dragna (CRD# 3081225) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Houston, TX and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Houston, TX Jul 2015 - Current 1
E*trade Capital Management LLC Houston, TX Jul 2015 - Current 1
Transamerica Financial Advisors,inc. Houston, TX Sep 2009 - Jul 2015 5
Zahorik Pasadena, CA Oct 2003 - Jan 2011 7
Transamerica Financial Advisors Houston, TX Jun 2009 - Sep 2009 < 1
The Mutual Fund Store Sugarland, TX Jan 2007 - Mar 2009 2
Tmfs-houston Iii, LLC Houston, TX Jan 2007 - Mar 2008 1
Transamerica Financial Advisors Los Angeles, CA Feb 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2009
S65 NASAA Investment Advisors Law Examination Dec 2006
S66 NASAA Uniform Combined State Law Examination Jan 2003
Contact Info for Frank C. Dragna
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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