Gaurav Batra, financial advisor Houston TX
90 score

Gaurav Batra

CRD Number: 5910085
Current Firm: Next Financial Group, Inc.

Gaurav Batra (CRD# 5910085) is an Investment Advisor Representative working at Next Financial Group, Inc. in Houston, TX and has over 3 years of experience in the finance industry.

Similar Advisors
J. Harold Williams, CPA, PFS, CFP®, financial advisor Houston TX
J. Harold Williams, CPA, PFS, CFP®
CRD# 860333
Linscomb & Williams
Score
106
Similar Advisors
Matthew Goff, financial advisor Houston TX
Matthew Goff
CRD# 2390431
The Goff Financial Group
Score
105
Similar Advisors
Richard Lambert, financial advisor Houston TX
Richard D. Lambert
CRD# 2754885
Edward Jones
Score
102
Company Name Location Dates Years
Next Financial Group Inc. Houston, TX Nov 2015 - Current 1
Valic Financial Advisors, Inc. Houston, TX Dec 2014 - Nov 2015 < 1
Unemployed Sugarland, TX Sep 2014 - Dec 2014 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land, TX Oct 2013 - Aug 2014 < 1
Bank Of America, N.a. Sugar Land, TX Oct 2013 - Aug 2014 < 1
Jp Morgan Chase & Company Houston, TX Aug 2010 - Oct 2013 3
Chase Investment Services Corp. Houston, TX Apr 2011 - Jul 2011 < 1
Cvs Caremark Company Missouri City, TX Mar 2009 - Jun 2010 1
Unemployed Missouri City, TX Jan 2009 - Mar 2009 < 1
Wal-mart Company Milwaukee, WI Feb 2007 - Dec 2008 1
Walgreens Company Milwaukee, WI May 2003 - Jan 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2013
S66 NASAA Uniform Combined State Law Examination Jan 2014
Contact Info for Gaurav Batra
Phone Number: 713-789-7122
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Gaurav Batra and other advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.