Graham Clement, financial advisor Houston TX
46 score

Graham Clement

CRD Number: 1025061
Current Firm: Planmember Securities Corporation

Graham Clement (CRD# 1025061) is an Investment Advisor Representative working at Planmember Securities Corporation in Houston, TX and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Planmember Securities Corporation Carpinteria, CA May 2014 - Current 2
Texas Infinite Wealth Planners Houston, TX Apr 2014 - Current 2
Legend Advisory Corporation Palm Beach Gardens, FL Apr 2014 - May 2014 < 1
Legend Equities Corporation Palm Beach Gardens, FL Mar 2014 - May 2014 < 1
Valic Financial Advisors Houston, TX Sep 2010 - Mar 2014 3
Bank Of America, Na Kingwood, TX Mar 2010 - Jun 2010 < 1
Merrill Lynch Kingwood, TX Feb 2010 - Jun 2010 < 1
Allegiant Financial, Inc. Miami, FL Mar 2009 - Feb 2010 < 1
Allegiant Securities, LLC Miami, FL Mar 2009 - Feb 2010 < 1
Allegiant Asset Management, LLC Miami, FL Mar 2009 - Feb 2010 < 1
Alexander Lavery, LLC Rancho Palos Verdes, CA Feb 2000 - Feb 2010 10
Beach Real Estate Redondo Beach, CA Sep 2009 - Jan 2010 < 1
Allegiant Asset Mgmt Miami, FL May 2007 - Sep 2009 2
Quest Capital Strategies Laguna Hills, CA Mar 2007 - Apr 2007 < 1
Quest Capital Strategies Laguna Hills, CA Feb 2000 - Apr 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1984
S65 NASAA Investment Advisors Law Examination Jun 2009
S66 NASAA Uniform Combined State Law Examination Apr 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Graham M. Clement
Phone Number: 805-684-1199
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    2,638
    MILLIONS
  • Total Number of Accounts
    49,000
    ACCOUNTS
  • Average Account Value
    $53,828
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
46

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