Graham ClementCRD Number: 1025061
Current Firm: Planmember Securities Corporation
Graham Clement (CRD# 1025061) is an Investment Advisor Representative working at Planmember Securities Corporation in Houston, TX and has over 33 years of experience in the finance industry.
The Goff Financial Group
Linscomb & Williams
Hill Investment Group
|Lone Star Financial||Houston, TX||Jan 2018 - Current||< 1|
|Planmember Securities Corporation||Carpinteria, CA||May 2014 - Current||4|
|Texas Infinite Wealth Planners||Houston, TX||Apr 2014 - Jan 2018||3|
|Legend Advisory Corporation||Palm Beach Gardens, FL||Apr 2014 - May 2014||< 1|
|Legend Equities Corporation||Palm Beach Gardens, FL||Mar 2014 - May 2014||< 1|
|Valic Financial Advisors||Houston, TX||Sep 2010 - Mar 2014||3|
|Bank Of America, Na||Kingwood, TX||Mar 2010 - Jun 2010||< 1|
|Merrill Lynch||Kingwood, TX||Feb 2010 - Jun 2010||< 1|
|Allegiant Financial, Inc.||Miami, FL||Mar 2009 - Feb 2010||< 1|
|Allegiant Securities, LLC||Miami, FL||Mar 2009 - Feb 2010||< 1|
|Allegiant Asset Management, LLC||Miami, FL||Mar 2009 - Feb 2010||< 1|
|Alexander Lavery, LLC||Rancho Palos Verdes, CA||Feb 2000 - Feb 2010||10|
|Beach Real Estate||Redondo Beach, CA||Sep 2009 - Jan 2010||< 1|
|Allegiant Asset Mgmt||Miami, FL||May 2007 - Sep 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1984|
|S65||NASAA Investment Advisors Law Examination||Jun 2009|
|S66||NASAA Uniform Combined State Law Examination||Apr 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Employer Dispute
- Customer Dispute
Total Assets Under Management3,150MILLIONS
Total Number of Accounts57,400ACCOUNTS
Average Account Value$54,878
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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