Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Gregory Avallon, financial advisor Houston TX
93 score

Gregory Avallon

CRD Number: 5432689
Current Firm: Ascendant Advisors, LLC

Gregory Avallon (CRD# 5432689) is an Investment Advisor Representative working at Ascendant Advisors, LLC in Houston, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ascendant Advisors, LLC Houston, TX Sep 2011 - Current 5
Awm Services, Inc. Houston, TX Sep 2011 - Current 5
Superfund Usa, Inc. New York, NY Dec 2007 - Aug 2011 3
Waterdog Lobster Company Beverly, MA Jun 1996 - Dec 2009 13
Superfund Asset Management, Inc. New York, NY Apr 2008 - Nov 2008 < 1
Superfund Asset Management, Inc. New York, NY Sep 2007 - Apr 2008 < 1
Unemployed Beverly, MA Jun 2007 - Sep 2007 < 1
Boston College Boston, MA Sep 2003 - Jun 2007 3
Price Waterhouse Coopers Boston, MA Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2008
S65 NASAA Investment Advisors Law Examination Jul 2012
Contact Info for Gregory J. Avallon
Phone Number: 713-552-1880
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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