James MoffettCRD Number: 6169242
Current Firm: Salient Capital Advisors, LLC
James Moffett (CRD# 6169242) is an Investment Advisor Representative working at Salient Capital Advisors, LLC in Houston, TX and has over 3 years of experience in the finance industry.
Linscomb & Williams
The Goff Financial Group
|Salient Capital, LP||Houston, TX||Feb 2013 - Current||4|
|Salient Capital Advisors, LLC||Houston, TX||Feb 2013 - Current||4|
|Salient Partners, LP||Houston, TX||Jun 2012 - Current||5|
|Rice University||Houston, TX||Aug 2010 - May 2012||1|
|Wells Fargo Bank, Na||Houston, TX||Jul 2009 - Aug 2010||1|
|Unemployed||Houston, TX||Apr 2009 - Jul 2009||< 1|
|Glen Morris||Fort Worth, TX||Sep 2008 - Mar 2009||< 1|
|Interface Flor||Houston, TX||Aug 2005 - Sep 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2013|
Total Assets Under Management4,460MILLIONS
Total Number of Accounts2,499ACCOUNTS
Average Account Value$1,784,598
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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