Jan Ma, financial advisor Houston TX
90 score

Jan Ma

CRD Number: 5908279
Current Firm: Morgan Stanley

Jan Ma (CRD# 5908279) is an Investment Advisor Representative working at Morgan Stanley in Houston, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Houston, TX Sep 2011 - Current 5
Unemployed Houston, TX May 2011 - Sep 2011 < 1
Merrill Lynch Houston, TX Mar 2011 - May 2011 < 1
Unemployed Houston, TX Nov 2010 - Mar 2011 < 1
Yukon Group Stafford, TX Jan 2010 - Oct 2010 < 1
Selected Benefits Houston, TX Sep 2009 - Dec 2009 < 1
Ohana LLC Lubbock, TX Sep 2006 - Sep 2009 3
Texas Tech. University Lubbock, TX Sep 2001 - Aug 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for Jan Ma
Phone Number: 914-225-5510
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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