Jay BrownCRD Number: 32494
Current Firm: B Riley Wealth Management
Jay Brown (CRD# 32494) is an Investment Advisor Representative working at B Riley Wealth Management in Houston, TX and has over 43 years of experience in the finance industry.
The Goff Financial Group
Avidian Wealth Solutions, LLC
Nxt:gen Financial Planning
|Wunderlich Securities, Inc.||Memphis, TN||Sep 2015 - Current||6|
|Southwest Securities, Inc.||Houston, TX||Jun 2009 - Sep 2015||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1979|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management4,119MILLIONS
Total Number of Accounts9,621ACCOUNTS
Average Account Value$428,109
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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