Jim Yockey, financial advisor Louisville KY

Jim Yockey

CRD Number: 1055280
Current Firm: Cambridge Investment Research Advisors, Inc.

Jim Yockey (CRD# 1055280) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Louisville, KY and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Aug 2019 - Current 4
Cambridge Investment Research, Inc. Fairfield, IA Aug 2019 - Current 4
Next Financial Group Louisville, KY Mar 2016 - Aug 2019 3
Investment Centers Of America Prospect, KY Jul 2012 - Mar 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2003
S65 NASAA Investment Advisors Law Examination May 1997
Contact Info for Jim A. Yockey
Phone Number: 641-472-5100
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    82,428
    MILLIONS
  • Total Number of Accounts
    461,370
    ACCOUNTS
  • Average Account Value
    $178,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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