Jimmy Rodriguez (CRD# 5563898) is an Investment Advisor Representative working at Lpl Financial LLC in Hockley, TX and has over 15 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5631324
Astoria Strategic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Private Portfolio Partners, LLC | Cypress, TX | Jan 2022 - Current | 2 |
| Lpl Financial, LLC | Cypress, TX | Jan 2018 - Current | 6 |
| Insigneo Securities, LLC | Cypress, TX | May 2017 - Jan 2018 | < 1 |
| Insigneo Wealth Adviors, LLC | Cypress, TX | Feb 2017 - Jan 2018 | < 1 |
| Global Investor Services | Houston, TX | Nov 2014 - Apr 2017 | 2 |
| Next Financial Group, Inc. | Houston, TX | Feb 2011 - Nov 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2008 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
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